Company announcements Home » Investors » News » Company announcements » Dealing in securities by directors and prescribed officers: vesting of shares and settlement by on market sales and equity settlement 2021 2024 2023 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 Dealing in securities by directors and prescribed officers: vesting of shares and settlement by on market sales and equity settlementSeptember 23, 2021Johannesburg, Thursday, 23 September 2021. In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following information is disclosed: A. DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT The following dealings in securities by directors and prescribed officers of Harmony in relation to the vesting and settlement of deferred share awards made pursuant to the provisions of the Harmony Deferred Share Plan 2018 are disclosed: 1. Name of director: PW Steenkamp (Chief Executive Officer) Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 34 532 Number of ordinary shares locked up towards minimum shareholding requirement: 17 265 Number of vested shares sold on market to cover tax: 8 028 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R379 227 Number of shares retained in own name: 9 239 Total value of shares retained in own name: R436 432 Nature and extent of prescribed officer’s interest: Direct beneficial 2. Name of director: BP Lekubo (Financial Director) Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 18 192 Number of ordinary shares locked up towards minimum shareholding requirement: 5 749 Number of vested shares sold on market to cover tax: 5 785 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R273 272 Number of shares retained in own name: 6 658 Total value of shares retained in own name: R314 511 Nature and extent of prescribed officer’s interest: Direct beneficial 3. Name of director: HE Mashego (Executive Director) Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 15 055 Number of ordinary shares locked up towards minimum shareholding requirement: 7 527 Number of vested shares sold on market to cover tax: 3 499 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R165 286 Number of shares retained in own name: 4 029 Total value of shares retained in own name: R190 322 Nature and extent of prescribed officer’s interest: Direct beneficial 4. Name of prescribed officer: B Nel Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 15 093 Number of ordinary shares locked up towards minimum shareholding requirement: 7 546 Number of vested shares sold on market to cover tax: 3 508 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R165 711 Number of shares retained in own name: 4 039 Total value of shares retained in own name: R190 794 Nature and extent of prescribed officer’s interest: Direct beneficial 5. Name of prescribed officer: VP Tobias Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 17 556 Number of ordinary shares locked up towards minimum shareholding requirement: 8 778 Number of vested shares sold on market to cover tax: 4 081 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R192 778 Number of shares retained in own name: 4 697 Total value of shares retained in own name: R221 877 Nature and extent of prescribed officer’s interest: Direct beneficial 6. Name of prescribed officer: M van der Walt Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 14 949 Number of vested shares sold on market to cover tax: 6 951 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Total value of shares sold on market to cover tax: R328 351 Number of shares retained in own name: 7 998 Total value of shares retained in own name: R377 810 Nature and extent of prescribed officer’s interest: Direct beneficial 7. Name of prescribed officer: J van Heerden Nature of transaction: Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 Vesting Date: 18 September 2021 Class of securities: Ordinary shares Number of ordinary shares vested: 24 578 Number of ordinary shares locked up towards minimum shareholding requirement: 12 288 Date of conclusion of bulk on-market sale of shares: 21 September 2021 On-market sale price per share: Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) Number of shares retained in own name: 12 290 Total value of shares retained in own name: R580 555 Nature and extent of prescribed officer’s interest: Direct beneficial Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements. For more details contact: Jared Coetzer Head of Investor Relations +27 (0) 82 746 4120 Jared.Coetzer@Harmony.co.za Johannesburg, South Africa23 September 2021 Sponsor:J.P. Morgan Equities South Africa Proprietary Limited
